Senior Compliance & Risk Advisor

Howden; Sydney; On-site; AUD 110,000 - 160,000; Full time

Job summary

DUAL ANZ is seeking an experienced compliance professional to embed the Compliance Management Framework and uplift compliance maturity across the business. You will work with cross-functional teams to translate regulatory requirements into practical processes and controls.

You will support monitoring, governance reporting, incident management and financial crime compliance, while influencing positive outcomes and continuous improvement in a growing environment.

Qualifications

• 3-5 years of compliance experience in a regulated environment.
• Strong understanding of compliance management frameworks, monitoring and assurance.
• Knowledge of regulatory frameworks including ASIC requirements and financial crime obligations.
• Experience preparing governance papers, incident reports and action plans.
• Experience managing or supporting compliance incidents and remediation tracking.

Responsibilities

• Implement, embed and improve the Compliance Management Framework across DUAL ANZ.
• Develop and deliver the Compliance Monitoring Plan with reviews and remediation tracking.
• Prepare reports for senior management, committees and the Board.
• Translate regulatory obligations into practical processes and controls.
• Oversee financial crime compliance arrangements including sanctions screening.
• Develop policies, procedures and supporting guidance for compliance.
• Support third-party risk management from a compliance perspective.
• Provide guidance to strengthen compliance awareness across the business.

Skills

Compliance frameworks

Regulatory reporting

Risk assessment

Incident handling

Stakeholder communication

Job description

DUAL ANZ is seeking an experienced compliance professional to embed the Compliance Management Framework and uplift compliance maturity across the business. You will work with cross-functional teams to translate regulatory requirements into practical processes and controls.

You will support monitoring, governance reporting, incident management and financial crime compliance, while influencing positive outcomes and continuous improvement in a growing environment.