Senior Compliance Lead, Regulatory Risk & Governance

DUAL Asia Pacific; Sydney; On-site; AUD 90,000 - 130,000; Full time

Job summary

DUAL Asia Pacific is seeking a skilled compliance professional to embed the Compliance Management Framework and uplift compliance maturity across the business in ANZ.

You’ll work with colleagues across DUAL ANZ to translate regulatory requirements into practical processes, oversee monitoring, governance reporting, incident and breach management, and financial crime controls, while driving continuous improvement.

Qualifications

• Experience implementing and embedding compliance management frameworks.
• Strong understanding of ASIC-like regulatory obligations and financial crime requirements.
• Proven ability to prepare governance papers, incident summaries and action plans.
• Experience coordinating with multiple stakeholders to translate obligations into practical processes.

Responsibilities

• Support the implementation, embedding and ongoing improvement of the Compliance Management Framework across the business.
• Develop and deliver the Compliance Monitoring Plan including reviews, testing, remediation and action tracking.
• Prepare clear compliance reporting for senior management, committees and the Board.
• Partner with stakeholders to translate regulatory obligations into practical processes and controls.
• Manage compliance incidents, breaches and issues including root cause analysis and remediation tracking.
• Maintain governance processes including audits, conflicts of interest, governance registers and regulatory change tracking.
• Oversee financial crime compliance arrangements including sanctions screening and AML/CTF requirements.
• Develop and improve compliance policies, procedures and supporting guidance.
• Support third-party risk management, audits and assurance from a compliance perspective.
• Provide guidance to strengthen compliance awareness and ownership across the business.

Skills

Compliance experience

Regulatory frameworks

Governance reporting

Incident handling

Risk management

Stakeholder collaboration

Job description

DUAL Asia Pacific is seeking a skilled compliance professional to embed the Compliance Management Framework and uplift compliance maturity across the business in ANZ.

You’ll work with colleagues across DUAL ANZ to translate regulatory requirements into practical processes, oversee monitoring, governance reporting, incident and breach management, and financial crime controls, while driving continuous improvement.