Senior Compliance Leader — Regulatory Oversight & Frameworks

Greenstone-Financial-Services; Geehi; On-site; AUD 150,000 - 210,000; Full time

Benefits offered by this job

On-site facilities

subsidised on-site cafe

Health & well-being initiatives

Leadership & emotional intelligence

Quarterly awards and annual conference

Retail discounts

Morsl marketplace

Job summary

Greenstone-Financial-Services is seeking two experienced Compliance Managers to provide practical regulatory advice across our brands and distribution channels and strengthen our compliance framework. Reporting to the Head of Compliance and Governance, these roles blend advisory work with delivering improvements within our Legal, Risk and Compliance team.

You will review marketing materials, assess incidents, support regulatory reporting to ASIC and OAIC, and lead risk-based enhancements to

Qualifications

• Minimum of 10 years’ relevant experience in compliance, legal, risk or regulatory roles within financial services, with insurance experience highly regarded.
• Demonstrated track record in leading improvements to compliance frameworks, processes and controls.
• Strong knowledge of regulatory obligations and guidance relevant to financial services and product distribution.

Responsibilities

• Provide practical, commercially aware advice on regulatory obligations and regulatory change to teams across the business.
• Assess incidents to identify regulatory and code breaches, including systemic issues, and determine reporting requirements.
• Support reporting of reportable situations to ASIC, notification of eligible data breaches to the OAIC, and partner notifications for relevant regulatory and insurance code breaches.
• Review and approve marketing, advertising and customer communications, including digital content, campaigns, call scripts, product materials and broadcast advertising.
• Lead improvements to compliance frameworks, policies, processes and controls, ensuring changes are embedded and sustainable.
• Prepare compliance reporting for senior management, committees and partners, and respond to partner requests.

Job description

Greenstone-Financial-Services is seeking two experienced Compliance Managers to provide practical regulatory advice across our brands and distribution channels and strengthen our compliance framework. Reporting to the Head of Compliance and Governance, these roles blend advisory work with delivering improvements within our Legal, Risk and Compliance team.

You will review marketing materials, assess incidents, support regulatory reporting to ASIC and OAIC, and lead risk-based enhancements to