Senior Compliance Advisor — Regulatory Change & Risk Leadership

Perigon Group; Brisbane; On-site; AUD 120,000 - 180,000; Full time

Job summary

Perigon Group in Brisbane is seeking an experienced Compliance Advisor to join a growing financial services team. This second-line role focuses on interpreting regulatory obligations and implementing changes to policies, processes and controls.

You will monitor, test and report on compliance obligations, manage regulatory obligations for AFSL, and provide independent advice while challenging existing practices.

Qualifications

• 2nd line risk and compliance experience in regulated financial services
• Experience interpreting legislation and regulatory requirements
• AFSL knowledge preferred but not required

Responsibilities

• Interpret regulatory obligations and assess their implications for the organisation
• Implement changes to policies, processes, frameworks and controls
• Monitor, test and report on compliance obligations and breach assessments
• Manage AFSL compliance obligations and regulatory reporting
• Provide independent compliance advice and challenge existing practices

Skills

Second-line risk & compliance

Regulatory interpretation

Stakeholder engagement

Autonomous work style

Job description

Perigon Group in Brisbane is seeking an experienced Compliance Advisor to join a growing financial services team. This second-line role focuses on interpreting regulatory obligations and implementing changes to policies, processes and controls.

You will monitor, test and report on compliance obligations, manage regulatory obligations for AFSL, and provide independent advice while challenging existing practices.