Regulatory Change & Compliance Leader

cba; Hobart, Sydney; Vor Ort; AUD 150.000 - 210.000; Vollzeit

Zusammenfassung

CommSec Risk Management is seeking a Senior Manager Compliance to lead regulatory change initiatives and embed obligations across the business. You will work with senior stakeholders to ensure compliance is understood, implemented and embedded, driving better customer and business outcomes.

This role offers exposure to enterprise-wide regulatory change, governance forums and licensing activities, with opportunities to influence Group-wide practices and reporting.

Qualifikationen

• Experience in Compliance, Regulatory Change, Risk & Controls, Governance or Legal advisory environments.
• Strong knowledge of regulatory change and risk management frameworks.
• Excellent written and verbal communication skills.
• Strong stakeholder engagement and influencing capability.
• Proactive, collaborative approach with ability to resolve complex issues.
• Strong organisational and prioritisation skills.
• A tertiary qualification in Finance, Business, Law or Risk Management.

Aufgaben

• Lead identification, assessment and monitoring of regulatory change initiatives impacting CommSec.
• Provide CRO reporting and governance updates on implementation progress.
• Deliver high-quality Line 2 risk governance reporting to the CommSec Risk Committee and Board.
• Provide compliance advisory support including licensing activities, CSAs and RCSAs.
• Support Line 2 monitoring, assurance reviews and obligations management.
• Drive continuous improvement of CommSec's regulatory change processes.

Kenntnisse

Regulatory Change

Compliance

Governance

Stakeholder Engagement

Risk Management

Ausbildung

Finance/Law

Jobbeschreibung

CommSec Risk Management is seeking a Senior Manager Compliance to lead regulatory change initiatives and embed obligations across the business. You will work with senior stakeholders to ensure compliance is understood, implemented and embedded, driving better customer and business outcomes.

This role offers exposure to enterprise-wide regulatory change, governance forums and licensing activities, with opportunities to influence Group-wide practices and reporting.