UAE Nationals Only- Senior Internal Control Officer- Operational -Risk Unit- Retail Banking Group

Mashreq; Dubai; Vor Ort; AED 180.000 - 260.000; Vollzeit

Zusammenfassung

As Assistant Governance Manager you will support the Director – In Business Controls, Governance, focusing on robust risk and governance frameworks. You will manage issue investigations, ensure timely execution of controls, and contribute to monthly MER tracking and regulatory compliance tasks.

You will coordinate remediation of CRS, FATCA, EID and KYC cases with CAM/Business, supervise vendor relations, and help maintain SOPs and audit readiness across the mortgage domain.

Qualifikationen

• Experience in governance & controls; ability to manage deadlines and quality standards.
• Exposure to regulatory requirements such as CRS, FATCA, EID, KYC is preferred.

Aufgaben

• Provide support to the Director – In Business Controls, Governance.
• Monthly MER tracking, follow-up for closure and reporting.
• Coordinate remediation of CRS, FATCA, EID and KYC compliance issues.
• Assist with audit readiness and incident tracking.

Kenntnisse

Governance frameworks

Risk management

Vendor management

KYC/AML compliance

Tools

Vendor Management System

Jobbeschreibung

Job Description:

Mashreq Bank

1 Job Title: Assistant Governance Manager Department: Mortgages Direct Supervisor: Director – In Business Controls, Risk & Governance Job Number

• Job Purpose- To provide valuable support to the Director- In Business Control & Governance to manage robust risk and governance framework.
• - Investigation and management of the issues as required.
• - To perform all duties assigned with respect to Governance & controls as per the expected TAT and quality standards.
• 3 Key Result Areas- Monthly MER tracking, follow up for closure and reporting.
• - Prepare Incentive payout for mortgage team as per approved plan
• - Mortgage broker payout as per agreed contracts
• - Entering mortgage payments in vendor management system to ensure timely payments
• - To conduct regular visits to Vendor offices and check calling activities, transmittals, Chubb records, applications, and clean desk policy adherence.
• - To coordinate with CAM/Business on remediation/closure of CRS, Fatca, EID, KYC Compliance Exit cases
• - Review CM request/complaints received from CXCG, Branches, Sales & DBC for exceptional cases and obtaining approval as per ADM.
• - Reviewing and obtaining approvals to onboard CMs under MER.
• - To keep a track of the SOP, SLA’s, OPM documents for revision and update on a regular basis
• - To report potential frauds to F&I for further investigation
• - Conduct RCSA sample test as per the required format, report exceptions to business and follow up for closure.
• - Review and rase incidents for ORE as required.
• - Review of applications (CASA for KYC Quality in specific incl. all other checks up to system update)
• - To ensure execution and completion of adhoc projects assigned by line manager.
• - Support business for audit readiness.
• - Auto BCM - Reviews and Approvals
• - Calling broker clients to ensure no frauds, as per sop.
• - Sales mis tracking and reporting accurately and business support.
• - Timely closure of all audit items, RAR and QA issues
• - Training new hires and creating back up to ensure smooth workflow

Requirements: