FSCA/FAIS Compliance Pro – Hybrid, Growth & Impact

10X Investments (Pty) Ltd.

Cape Town

Hybrid

ZAR 400,000 - 700,000

Full time

22 hours ago

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Benefits offered by this job

Annual bonus

Free breakfast

Wellness support programme

Fitness rewards app

Birthday day off

Flexible hybrid work location

Job summary

10X Investments (Pty) Ltd. is expanding its Compliance team and seeks a Compliance Associate to report to the Head of Compliance.

The role focuses on FAIS compliance across Category I and II FSP licenses and supports Pension Funds Act obligations as a Section 13B retirement fund administrator, plus AML/CFT duties under FICA. You will deepen FAIS expertise while gaining exposure to retirement funds, financial crime compliance, and broader regulatory requirements within a dynamic financial

Qualifications

FSCA-approved Compliance Officer for Cat I/II FSPs or pursuing FSCA approval.
RE1 and RE3 completed or working towards.
Relevant qualification in Compliance, Law, Risk Management, Finance or related field.
Sound FAIS and FICA knowledge.

Responsibilities

Monitor FAIS Act compliance and license conditions.
Maintain FAIS registers including Representatives, Key Individuals, Supervision, CPD, Examinations and Debarments.
Review client-facing documents and marketing material for compliance.
Support Treating Customers Fairly (TCF) and conflicts of interest management.
Prepare compliance reports and FSCA submissions and returns.
Investigate breaches and remedial actions.
Support AML/CFT compliance including RMCP, CDD and sanctions screening.
Assist with Regulation 28 monitoring in retirement fund administration.
Maintain compliance policies and risk management plans.
Deliver compliance training and awareness initiatives.