Remote FAIS Compliance Officer | Regulatory Risk & Policy

ZealHR; Gauteng; On-site; ZAR 300,000 - 420,000; Full time

Job summary

ZealHR is seeking a FAIS Compliance Officer in South Africa's Gauteng region to join a fast-growing regulatory risk team. The role involves advising clients on FAIS, FICA, POPIA, performing regulatory monitoring, and liaising with regulators.

You will draft and review policies, conduct legal research, and support licence applications while maintaining strong client relationships. The position supports remote work with a reliable home workspace and requires independent work, discipline, and

Qualifications

• 1-3 years experience as a FAIS Compliance Officer, including supervision where applicable.
• LLB, Business-related degree or equivalent qualification.
• Knowledge of the financial services industry and products, including shares and long-term insurance.
• Experience in legal drafting and research.
• Practical monitoring experience.
• Experience liaising with regulators.

Responsibilities

• FAIS & Regulatory Compliance
• Advise clients on FAIS and related legislation (FICA & POPIA)
• Assist with FAIS licence applications and monitoring
• Conduct monthly file monitoring and annual practice monitoring
• Submit regulatory documentation on time
• Assist clients with regulatory inspections and compliance requirements
• Assist with implementation and maintenance of compliance policies and procedures
• Client & Regulator Liaison
• Maintain regular communication with clients and regulators
• Liaise with regulators on behalf of clients (FSCA, FIC, SARB)
• Facilitate client compliance meetings
• Discuss compliance options with prospective clients
• Draft and review policies, procedures and contracts
• Conduct legal and regulatory research
• Prepare compliance-related documentation and reports
• Deliver occasional compliance training sessions
• Monitor regulatory developments and implement changes
• Business Development & Projects
• Respond to enquiries, quotes, and follow-ups
• Assist with ad hoc compliance projects
• Take ownership of multiple projects to meet deadlines
• Attend conferences and industry events as required

Skills

Regulatory compliance

English fluency

Afrikaans

Regulatory liaison

Research skills

Attention to detail

Remote work capability

Education

LLB or related qualification

Business-related degree

Job description

ZealHR is seeking a FAIS Compliance Officer in South Africa's Gauteng region to join a fast-growing regulatory risk team. The role involves advising clients on FAIS, FICA, POPIA, performing regulatory monitoring, and liaising with regulators.

You will draft and review policies, conduct legal research, and support licence applications while maintaining strong client relationships. The position supports remote work with a reliable home workspace and requires independent work, discipline, and