Compliance Officer

Cfs Recruitment (Pty) Ltd; Gauteng; On-site; ZAR 180,000 - 260,000; Full time

Job summary

Cfs Recruitment (Pty) Ltd in Roodepoort, Gauteng, is seeking an entry-level Compliance Officer to join the team. The role, reporting to the Financial Manager, focuses on establishing a robust compliance framework and supporting regulatory monitoring and risk management activities.

The successful candidate will participate in reviews, testing, policy development, and training programmes to promote a culture of compliance and customer-centric service.

Qualifications

• Knowledge of compliance risk management frameworks and regulatory monitoring.
• Experience with regulatory reporting and monitoring activities.
• Understanding of compliance controls and risk mitigation.

Responsibilities

• Establish and maintain the compliance management framework.
• Develop and execute compliance risk management and monitoring plans.
• Conduct compliance reviews, testing, and file sampling.
• Manage regional compliance functions and external compliance providers.
• Assist business units in mitigating compliance risks.
• Perform SOP compliance testing and track corrective actions.
• Draft, implement, and maintain compliance policies.
• Deliver compliance training and regulatory awareness programmes.
• Promote a strong compliance and customer-centric culture.
• Monitor business practices for compliance risks and potential customer harm.
• Escalate compliance and conduct concerns where required.

Skills

Compliance risk management

Regulatory monitoring

Regulatory reporting

Education

LLB

Governance & Compliance

Commercial Lines

Risk

Compliance Risk Management Plans

Job description

Compliance Officer in Roodepoort, Gauteng

Entry-level (up to 2 years' experience) | Permanent

Join Our Team as a Compliance Officer

About the Role

We are looking for a motivated individual to fill the position of Compliance Officer, reporting to the Financial Manager.

Duties and Responsibilities

• Establish and maintain the compliance management framework.
• Develop and execute compliance risk management and monitoring plans.
• Conduct compliance reviews, testing, and file sampling.
• Manage regional compliance functions and external compliance providers.
• Assist business units in mitigating compliance risks.
• Perform SOP compliance testing and track corrective actions.
• Draft, implement, and maintain compliance policies.
• Deliver compliance training and regulatory awareness programmes.
• Promote a strong compliance and customer-centric culture.
• Monitor business practices for compliance risks and potential customer harm.
• Escalate compliance and conduct concerns where required.

Requirements

• Qualifications: Class of Business Commercial Lines, Risk, Governance & Compliance, Compliance Risk Management Plans, LLB
• Skills: Sound practical experience in compliance risk management, regulatory monitoring, and regulatory reporting.
• Certification: FSCA Phase 1 approval as a Compliance Officer
• Experience: Entry-level (up to 2 years' experience)

Compliance Officer • Roodepoort, Gauteng, ZA