Compliance Manager

Ashley Kruth; Johannesburg; On-site; ZAR 900,000 - 1,200,000; Full time

Job summary

Ashley Kruth in Johannesburg is seeking a highly motivated Compliance Officer to join its team. This is an excellent opportunity for a compliance professional who is passionate about governance, regulatory compliance, risk management, and fostering a strong compliance culture within a regulated financial services environment.

You will develop, implement, and maintain an effective compliance management framework; conduct monitoring, file sampling, and control testing; identify and mitigate

Qualifications

• Advanced reporting, analytical, and problem-solving skills.
• Excellent verbal and written communication abilities.

Responsibilities

• Develop, implement, and maintain an effective compliance management framework.
• Conduct compliance monitoring, reviews, file sampling, and control testing.
• Identify, assess, and mitigate compliance and regulatory risks.
• Draft, review, and maintain compliance policies and procedures.
• Provide guidance and support on regulatory requirements and legislative changes.
• Manage compliance reporting and engage with governance structures.
• Deliver compliance training and awareness programmes across the business.
• Monitor adherence to legislation, licence conditions, and internal policies.
• Maintain compliance registers, monitoring plans, and risk assessments.

Skills

Analytical skills

Communication skills

Education

Relevant qualification in Compliance/Law/Risk/Finance

Job description

Annually Cost To Company (Market related)

A leading financial services organisation is seeking a highly motivated and experienced Compliance Officer to join its team. This is an excellent opportunity for a compliance professional who is passionate about governance, regulatory compliance, risk management, and fostering a strong compliance culture within a regulated financial services environment

Key Responsibilities

• Develop, implement, and maintain an effective compliance management framework.
• Conduct compliance monitoring, reviews, file sampling, and control testing.
• Identify, assess, and mitigate compliance and regulatory risks.
• Draft, review, and maintain compliance policies and procedures.
• Provide guidance and support on regulatory requirements and legislative changes.
• Manage compliance reporting and engage with relevant governance structures.
• Deliver compliance training and awareness programmes across the business.
• Monitor adherence to applicable legislation, licence conditions, and internal policies.
• Maintain compliance registers, monitoring plans, and risk assessments.
• Relevant tertiary qualification in Compliance, Law, Risk Management, Finance, or a related field.
• Minimum 3 to 5 years' compliance experience within the Financial Services industry.
• Proven experience in compliance risk management, regulatory monitoring, and regulatory reporting.
• Sound knowledge of the regulatory framework applicable to Financial Services Providers.
• FSCA Phase 1 approval as a Compliance Officer will be highly advantageous.
• Strong understanding of FAIS, FICA, POPIA, Treating Customers Fairly (TCF), and related regulatory requirements.
• Advanced reporting, analytical, and problem-solving skills.
• Excellent verbal and written communication abilities

Key Responsibilities

• Develop, implement, and maintain an effective compliance management framework.
• Conduct compliance monitoring, reviews, file sampling, and control testing.
• Identify, assess, and mitigate compliance and regulatory risks.
• Draft, review, and maintain compliance policies and procedures.
• Provide guidance and support on regulatory requirements and legislative changes.
• Manage compliance reporting and engage with relevant governance structures.
• Deliver compliance training and awareness programmes across the business.
• Monitor adherence to applicable legislation, licence conditions, and internal policies.
• Maintain compliance registers, monitoring plans, and risk assessments.
• Support the business in creating practical controls that promote regulatory compliance and positive customer outcomes. [Job Profil...ce Manager | PDF]

Minimum Requirements

• Relevant tertiary qualification in Compliance, Law, Risk Management, Finance, or a related field.
• Minimum 3 to 5 years' compliance experience within the Financial Services industry.
• Proven experience in compliance risk management, regulatory monitoring, and regulatory reporting.
• Sound knowledge of the regulatory framework applicable to Financial Services Providers.
• FSCA Phase 1 approval as a Compliance Officer will be highly advantageous.
• Strong understanding of FAIS, FICA, POPIA, Treating Customers Fairly (TCF), and related regulatory requirements.
• Advanced reporting, analytical, and problem-solving skills.
• Excellent verbal and written communication abilities

Please note only shortlisted candidates will be contacted