Compliance Manager

Placements24; George; Sur place; ZAR 900 000 - 1 500 000; Plein temps

Avantages offerts par ce poste

Health insurance

Retirement contributions

Performance bonuses

Professional development

George office

Résumé du poste

Placements24 in George, Western Cape, is seeking an experienced Compliance Manager to lead the compliance function within our financial services client. This on-site role focuses on developing and implementing compliant programs, risk assessments, and staff training to uphold regulatory standards.

The ideal candidate will have 5–7 years in compliance within financial services, a Bachelor's degree in Law/Finance, and leadership skills to foster a strong culture of integrity and accountability

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Master's degree or relevant professional certification (CCEP, CRCM) is advantageous.
• Minimum of 5-7 years of experience in compliance, legal, or regulatory roles within financial services.
• In-depth knowledge of financial regulations (e.g., FICA, POPIA, Companies Act).
• Proven experience developing and implementing compliance programs and policies.

Responsabilités

• Develop, implement, and maintain a comprehensive compliance program.
• Monitor changes in laws and regulations and update policies accordingly.
• Conduct regular compliance risk assessments and identify non-compliance areas.
• Oversee internal controls to mitigate compliance risks.
• Manage regulatory reporting requirements and ensure timely submissions.
• Provide training and guidance to staff on compliance policies and procedures.
• Investigate potential compliance breaches and recommend corrective actions.
• Act as liaison with regulatory bodies.
• Develop and manage the compliance department budget and resources.
• Promote a strong compliance culture throughout the organization.

Connaissances

Leadership

Communication

Analytical thinking

Problem solving

Team management

Independent work

Formation

Bachelor's degree in Law/Finance/Business Administration

Master's degree or professional certification (CCEP/CRCM)

Outils

Microsoft Office Suite

Compliance software

Description du poste

About the Role

Our client, a well-established financial services provider, is seeking a diligent and experienced Compliance Manager to lead their compliance function in George . This role is responsible for ensuring that all business operations adhere to relevant laws, regulations, and internal policies. The Compliance Manager will develop and implement compliance programs, conduct risk assessments, oversee regulatory reporting, and provide guidance to staff on compliance matters. This is an on-site position requiring dedicated focus within the Western Cape office. We are looking for a detail-oriented professional with a strong understanding of financial industry regulations and a commitment to upholding the highest standards of ethical conduct. The ideal candidate will possess excellent leadership skills and the ability to foster a culture of compliance throughout the organization. This position is critical for maintaining the integrity and reputation of our business.

Key Responsibilities

• Develop, implement, and maintain a comprehensive compliance program.
• Monitor changes in relevant laws and regulations and update policies and procedures accordingly.
• Conduct regular compliance risk assessments and identify areas of potential non-compliance.
• Oversee the implementation of internal controls to mitigate compliance risks.
• Manage regulatory reporting requirements and ensure timely and accurate submissions.
• Provide training and guidance to employees on compliance policies and procedures.
• Investigate potential compliance breaches and recommend corrective actions.
• Act as the primary liaison with regulatory bodies.
• Develop and manage the compliance department budget and resources.
• Promote a strong compliance culture throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• A Master's degree or relevant professional certification (e.g., CCEP, CRCM) is advantageous.
• Minimum of 5-7 years of experience in compliance, legal, or regulatory roles within the financial services industry.
• In-depth knowledge of relevant financial regulations (e.g., FICA, POPIA, Companies Act).
• Proven experience in developing and implementing compliance programs and policies.
• Strong analytical and problem-solving skills, with meticulous attention to detail.
• Excellent communication, interpersonal, and presentation skills.
• Demonstrated leadership and team management abilities.
• Ability to work independently and manage multiple priorities effectively.
• Proficiency in Microsoft Office Suite.
• Experience with compliance management software is a plus.

Benefits

• Our client offers a competitive salary package commensurate with experience and qualifications.
• A comprehensive benefits program includes health insurance, retirement savings contributions, and opportunities for performance bonuses.
• Professional development is encouraged through workshops, training sessions, and support for relevant certifications.
• The company provides a supportive and professional work environment in George , promoting collaboration and ethical practices.
• Employees have the opportunity to make a significant impact on the company's adherence to regulatory standards and contribute to its long-term success.
• Clear pathways for career advancement are available within the organization.