Senior Compliance Officer

Placements24; Noord-Kaap; Hybrid; ZAR 1,200,000 - 1,800,000; Full time

Benefits offered by this job

Hybrid work model

Medical aid

Retirement fund contribution

Professional development opportunities

Job summary

Placements24 in Kimberley, Northern Cape, seeks a Senior Compliance Officer to strengthen its compliance framework within a prominent financial services firm. This role focuses on risk assessment, policy development, and regulatory liaison to safeguard the organization’s integrity.

The ideal candidate will have deep knowledge of SA financial regulations, a minimum of 6 years’ experience in compliance, and the ability to implement comprehensive compliance programs across multiple departments.

Qualifications

• Minimum 6 years of compliance experience in the financial services industry.
• In-depth knowledge of South African financial regulations (e.g., FICA, POPIA, FAIS Act, Companies Act).
• Proven experience in developing and implementing compliance programs.

Responsibilities

• Develop, implement, and maintain compliance policies and procedures in line with regulatory requirements.
• Conduct regular compliance risk assessments and internal audits to identify potential breaches.
• Monitor regulatory changes and ensure the organization adapts accordingly.
• Act as a key liaison with regulatory bodies, managing reporting and inquiries.
• Provide compliance training and guidance to employees across various departments.
• Investigate potential compliance violations and recommend corrective actions.
• Review marketing materials and business practices for compliance with regulations.
• Maintain comprehensive records of compliance activities and issues.
• Advise management on compliance matters and emerging risks.

Skills

Analytical skills

Research skills

Problem-solving

Communication skills

Presentation abilities

Education

Bachelor's degree in Law, Finance, or Business Administration

Job description

About the Role

Our client, a prominent financial services firm operating in Kimberley , is seeking a dedicated Senior Compliance Officer to enhance its compliance framework. This role is crucial for ensuring adherence to all relevant financial regulations, laws, and internal policies, thereby safeguarding the organization's reputation and operational integrity. The Senior Compliance Officer will play a key part in risk assessment, policy development, and regulatory liaison. This position offers a significant opportunity to contribute to regulatory adherence in the financial sector of the Northern Cape .

Key Responsibilities

• Develop, implement, and maintain compliance policies and procedures in line with regulatory requirements.
• Conduct regular compliance risk assessments and internal audits to identify potential breaches.
• Monitor regulatory changes and ensure the organization adapts accordingly.
• Act as a key liaison with regulatory bodies, managing reporting and inquiries.
• Provide compliance training and guidance to employees across various departments.
• Investigate potential compliance violations and recommend corrective actions.
• Review marketing materials and business practices for compliance with regulations.
• Maintain comprehensive records of compliance activities and issues.
• Advise management on compliance matters and emerging risks.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 6 years of experience in compliance, preferably within the financial services industry.
• In-depth knowledge of South African financial regulations (e.g., FICA, POPIA, FAIS Act, Companies Act).
• Proven experience in developing and implementing compliance programs.
• Strong analytical, research, and problem-solving skills.
• Excellent written and verbal communication skills, with strong presentation abilities.
• Detail-oriented with a high degree of accuracy and integrity.
• Ability to work independently and manage multiple priorities effectively.

Benefits

Our client offers a competitive salary package, including an attractive base salary and performance-based bonuses. Benefits include comprehensive medical aid, a retirement fund contribution, and ample opportunity for professional development. This role follows a Hybrid work model, providing flexibility. Join a reputable financial institution in Kimberley and play a vital role in upholding its commitment to regulatory excellence within the Northern Cape .