Senior Compliance Officer

Placements24; South Africa; Hybrid; ZAR 850,000 - 1,200,000; Full time

Benefits offered by this job

Private medical aid

Provident fund

Life insurance

Career development

Hybrid work model

Paid time off

Wellness programs

Modern office environment

Job summary

Placements24 is seeking an experienced Senior Compliance Officer in Pretoria, Gauteng. You will develop, implement, and monitor compliance programs, conduct audits, and guide business units on regulatory matters within the Banking & Finance sector.

The role offers a hybrid work arrangement, balancing in-office collaboration with remote work, and presents opportunities for professional growth and career progression in a rapidly expanding organization.

Qualifications

• Minimum of 5 years of experience in a compliance role within the financial services industry.
• In-depth knowledge of South African financial regulations (e.g., FICA, FAIS, POPIA).
• Bachelor's degree in Law, Commerce, Finance, or related field.
• Proficiency with compliance management software and MS Office.

Responsibilities

• Develop and maintain compliance policies and procedures.
• Conduct regular compliance reviews and audits.
• Monitor regulatory changes and advise on adjustments.
• Investigate potential compliance breaches and recommend actions.
• Prepare regulatory reports for authorities.
• Provide compliance training across the organization.
• Manage relationships with regulators and external auditors.
• Advise on compliance implications of new products and initiatives.
• Maintain records of compliance activities.

Skills

Strong communication

Analytical skills

Integrity

Independent work

MS Office & compliance software

Education

Bachelor's degree in Law, Commerce, Finance, or related field

Postgraduate qualification in compliance or risk management (advantageous)

Tools

Compliance management software

MS Office Suite

Job description

About the Role

Our client, a dynamic and rapidly growing financial services provider based in Pretoria, Gauteng , is seeking an experienced Senior Compliance Officer. This role is crucial for ensuring that the company adheres to all relevant laws, regulations, and internal policies governing the financial industry. You will be responsible for developing, implementing, and monitoring compliance programs, conducting internal audits, and providing guidance to business units on regulatory matters. This position offers a fantastic opportunity to contribute to the integrity and success of a key player in the Banking & Finance sector, operating from the administrative capital of South Africa . We are looking for a diligent and proactive individual with a keen eye for detail.

Key Responsibilities

• Develop and maintain robust compliance policies and procedures in line with regulatory requirements.
• Conduct regular compliance reviews and audits to assess adherence to policies and regulations.
• Monitor changes in relevant legislation and regulatory frameworks and advise on necessary adjustments.
• Investigate potential compliance breaches and recommend corrective actions.
• Prepare and submit regulatory reports to relevant authorities.
• Provide compliance training and awareness programs to staff across the organization.
• Manage relationships with regulatory bodies and external auditors.
• Advise business units on compliance implications of new products, services, and initiatives.
• Maintain accurate records of compliance activities.

Requirements

• Bachelor's degree in Law, Commerce, Finance, or a related field.
• A postgraduate qualification in compliance or risk management is advantageous.
• Minimum of 5 years of experience in a compliance role within the financial services industry.
• In-depth knowledge of South African financial regulations (e.g., FICA, FAIS, POPIA).
• Strong understanding of the banking and financial services operating environment.
• Excellent analytical, investigative, and problem-solving skills.
• High level of integrity and ethical conduct.
• Strong communication and interpersonal skills, with the ability to engage effectively at all levels.
• Proficiency in using compliance management software and MS Office Suite.
• Ability to work independently and manage deadlines effectively.

Benefits

• competitive salary, commensurate with qualifications and experience, along with a performance-based bonus.
• Employees benefit from comprehensive private medical aid, a substantial provident fund, and life insurance coverage.
• We are committed to the professional development of our staff and provide opportunities for further training, certifications, and career progression within our expanding organization.
• This hybrid role offers a balance between in-office collaboration in Pretoria and the flexibility of remote work.
• Additional benefits include paid time off, employee wellness programs, and access to a modern office environment.

Join our team and contribute to maintaining the highest standards of compliance in the financial sector.