Senior Compliance Officer

Placements24; Vereeniging; Hybrid; ZAR 900,000 - 1,300,000; Full time

Benefits offered by this job

Bonuses

Medical aid

Retirement fund

Leave entitlement

Hybrid work

Certifications

Career growth

Stable environment

Supportive team

Job summary

Placements24 in Vereeniging, Gauteng, is seeking an experienced Senior Compliance Officer to ensure adherence to SA financial regulations and internal policies. The role focuses on developing compliance programs, risk assessments, and guidance across business units, within the Banking & Finance sector.

The position offers a hybrid work model, combining in-office collaboration with flexibility, and requires strong knowledge of FAIS, FICA and POPIA with at least five years in a financial services

Qualifications

• Bachelor's degree in Law, Finance, or related field.
• Minimum of 5 years in a compliance role within financial services.
• In-depth knowledge of South African regulations (FAIS, FICA, POPIA).
• Experience in developing and implementing compliance monitoring programs.
• Strong analytical and problem-solving skills.
• Excellent communication and presentation skills.
• Ability to interpret complex legal and regulatory documents.
• Banking & Finance sector experience essential.
• Detail-oriented and organized with strong project management.

Responsibilities

• Develop, implement and maintain the company's compliance program.
• Monitor changes in regulations and laws affecting the financial industry and assess their impact.
• Conduct regular compliance risk assessments and audits.
• Provide expert advice and training to staff on compliance requirements.
• Investigate potential compliance breaches and recommend corrective actions.
• Prepare and submit regulatory reports as required.
• Liaise with regulatory bodies and authorities.
• Develop and update compliance policies and procedures.
• Manage the compliance framework for new product launches and business initiatives.
• Promote a strong compliance culture throughout the organization.

Skills

Analytical thinking

Problem solving

Communication skills

Presentation skills

Regulatory interpretation

Education

Bachelor's degree in Law/Finance/Business Administration

Job description

About the Role

Our client, a respected financial institution in **Vereeniging, Gauteng**, is seeking an experienced Senior Compliance Officer to join their dedicated team. This role is crucial for ensuring adherence to all relevant financial regulations, laws, and internal policies. You will be responsible for developing and implementing compliance programs, conducting risk assessments, and providing guidance to business units on compliance matters. The ideal candidate will have a strong understanding of the South African regulatory landscape and a proven ability to navigate complex compliance challenges. This position offers a significant opportunity to contribute to the ethical and legal integrity of the organization within the **Banking & Finance** sector. The location in **Vereeniging** provides a stable operational base, and the hybrid work model offers a balance between in-office collaboration and personal flexibility. We are committed to maintaining the highest standards of integrity and governance, making this a key role for professionals dedicated to upholding these principles.

Key Responsibilities

• Develop, implement, and maintain the company's compliance program.
• Monitor changes in regulations and laws affecting the financial industry and assess their impact.
• Conduct regular compliance risk assessments and audits.
• Provide expert advice and training to staff on compliance requirements.
• Investigate potential compliance breaches and recommend corrective actions.
• Prepare and submit regulatory reports as required.
• Liaise with regulatory bodies and authorities.
• Develop and update compliance policies and procedures.
• Manage the compliance framework for new product launches and business initiatives.
• Promote a strong compliance culture throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 5 years of experience in a compliance role within the financial services industry.
• In-depth knowledge of South African financial regulations (e.g., FAIS, FICA, POPIA).
• Experience in developing and implementing compliance monitoring programs.
• Strong analytical and problem-solving skills.
• Excellent communication and presentation skills.
• Ability to interpret complex legal and regulatory documents.
• High level of integrity and ethical conduct.
• Experience within the **Banking & Finance** sector is essential.
• Detail-oriented and organized with strong project management skills.

Benefits

• Competitive salary and performance-related bonuses.
• Comprehensive medical aid and retirement fund contributions.
• Generous leave entitlement.
• Hybrid work flexibility.
• Opportunities for professional certifications and training.
• Stable work environment within a reputable institution.
• Supportive team culture.
• Career growth prospects within the compliance domain.