About the Role
Our client, a respected financial services group headquartered in Port Elizabeth , is seeking an experienced and highly diligent Chief Compliance Officer (CCO) to oversee all aspects of their compliance program. This senior leadership position is responsible for ensuring the organization adheres to all relevant laws, regulations, and internal policies within the financial sector. The CCO will play a crucial role in managing regulatory risk, developing and implementing compliance frameworks, and fostering a culture of ethical conduct throughout the company. This role offers a significant opportunity to shape compliance strategy in the Eastern Cape region, working closely with senior management and external regulators. We are looking for a proactive and knowledgeable leader with a deep understanding of financial regulations and a commitment to upholding the highest standards of integrity.
Key Responsibilities
- Develop, implement, and maintain a comprehensive compliance program that meets regulatory requirements and industry best practices.
- Oversee all regulatory filings and reporting obligations.
- Conduct regular compliance risk assessments and audits to identify and mitigate potential risks.
- Develop and deliver compliance training programs for all employees.
- Advise senior management on compliance matters and regulatory changes.
- Investigate potential compliance breaches and recommend corrective actions.
- Liaise with regulatory bodies, auditors, and legal counsel on compliance-related issues.
- Stay abreast of new legislation and regulatory developments affecting the financial services industry.
- Manage and supervise the compliance team.
- Promote a strong compliance culture throughout the organization.
Requirements
- Law degree, Bachelor's degree in Finance, Business Administration, or a related field.
- A Master's degree or relevant professional certification (e.g., CCEP, CRM) is advantageous.
- Minimum of 7-10 years of experience in a compliance, legal, or risk management role within the financial services industry.
- In-depth knowledge of South African financial regulations (e.g., FAIS, FICA, POPIA) and international compliance standards.
- Proven experience in developing and implementing compliance programs.
- Strong analytical, problem-solving, and decision-making skills.
- Excellent leadership, communication, and interpersonal skills.
- Ability to work effectively with senior management and regulatory authorities.
- High ethical standards and integrity.
- Experience with compliance technology and risk management frameworks.
- Based in or willing to work a hybrid schedule in Port Elizabeth .
Benefits
- Competitive executive salary and performance-based incentive plan.
- Comprehensive medical aid and retirement fund benefits.
- Opportunity to lead compliance strategy for a growing financial institution.
- Hybrid work model providing flexibility and work-life balance.
- Professional development opportunities and exposure to key regulatory bodies.
- Relocation assistance may be available for exceptional candidates.