Wealth Strategy Associate

UBS; Brea (CA); On-site; USD 70,000 - 95,000; Full time

Job summary

UBS in the United States is seeking a Wealth Strategy Associate in Brea, CA to support financial advisors with client conversations, analytics, and goal understanding.

You will develop customized asset allocation strategies, support relationship building and business development, analyze portfolio performance, and provide insights to help advisors grow their practice. Licenses SIE, Series 7 and 66 are required; Mandarin a plus.

Qualifications

• SIE, Series 7 and 66 licenses required.
• 3-5 years of client service experience in finance.
• Bachelor's or Master's degree in finance.
• Excellent communication and interpersonal skills.
• Detail-oriented with high accuracy.
• Proficient in Microsoft Office.
• Mandarin language is a plus.

Responsibilities

• Assist financial advisors in client conversations, providing analytic information and understanding client goals.
• Develop customized asset allocation strategies and investment solutions for clients.
• Provide support for client relationship building and business development activities.
• Perform business analytics to support financial advisors in growth of the business.
• Analyze and interpret portfolio performance reviews and make recommendations to financial advisors.

Skills

Licenses SIE/Series 7/66

Communication skills

Detail-oriented

MS Office proficiency

Client-service experience

Education

Bachelor's or Master's in Finance

Tools

Microsoft Office Suite

Job description

Key Responsibilities

Are you truly service oriented? Do you know how to take care of people?

Job Type

Full Time

Job Reference #

343432BR

City

Brea

Key Responsibilities

Are you truly service oriented? Do you know how to take care of people?

We’re looking for a Wealth Strategy Associate to:

• assist financial advisors in client conversations, providing analytic information and aiming to understand the client’s goals
• develop customized asset allocation strategies and investment solutions for clients
• provide support for client relationship building and business development activities
• perform business analytics as needed to support financial advisors in the growth of the business
• analyze and interpret portfolio performance reviews and make recommendations to financial advisors for potential change

The team

You will be working in the Financial Services team in Brea and Pasadena. Your working location will be based in Brea, CA. We help high net worth and ultra-high net worth individuals and families meet their financial goals through Financial Advisors who deliver products and services specifically designed for them.

Your Skills And Experience

• SIE, Series 7 and 66 licenses
• ideally 3-5 years of experience in client service, within the finance sector
• bachelor's or master`s degree or equivalent, focusing on finance
• excellent communicator, with solid interpersonal skills
• detail oriented (nothing gets past you)
• proficient in Microsoft Office Suite
• mandarin is a plus

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves.

Salary information

The indicative gross base salary range as a full-time equivalent role:

• United States - California - Brea min USD 70000 - max USD 95000 /annum

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.