Registered Client Associate

UBS; Riverside (CA); On-site; USD 55,000 - 75,000; Full time

Job summary

UBS is seeking a Registered Client Associate in Riverside, CA to support client advisors and deliver exceptional service to high-net-worth clients. In this role you will be the entry point for client inquiries, assist with stock orders, payments, and account questions, and help with account openings and onboarding.

You will collaborate with colleagues to ensure compliance with regulatory requirements and prepare documents for client meetings and investment proposals, contributing to a seamless

Qualifications

• Series 7 and 66 licenses required.
• Ideally 2+ years of experience in client service within the finance sector.
• Collaborative in nature with a proactive mindset and willingness to lead.
• Excellent communicator with solid interpersonal skills.
• Detail oriented; nothing gets past you.
• Proficient in Microsoft Office Suite.

Responsibilities

• Support client advisors in delivering exceptional client service and experience.
• Be point-of-entry contact for clients with account queries or orders, stock orders, payments, etc.
• Assist with account opening, onboarding, due diligence and monitoring activities.
• Support with documentation for client meetings, business trips, investment proposals and the like.
• Collaborate with colleagues to ensure that all client accounts comply with legal, compliance and regulatory requirements.

Skills

Series 7 & 66 licenses

Client service experience

Collaborative mindset

Excellent communication

Detail-oriented

Microsoft Office proficiency

Tools

Microsoft Office Suite

Job description

Key Responsibilities

Are you truly service oriented? Do you know how to take care of people? Can you anticipate next steps?

Job Type

Full Time

Job Reference #

344461BR

City

Riverside

Key Responsibilities

Are you truly service oriented? Do you know how to take care of people? Can you anticipate next steps?

We’re looking for a Registered Client Associate:

• support client advisors in delivering exceptional client service and experience
• be point-of-entry contact for clients with account queries or orders, stock orders, payments, etc.
• assist with account opening, onboarding, due diligence and monitoring activities
• support with documentation for client meetings, business trips, investment proposals and the like
• collaborate with colleagues to ensure that all client accounts comply with legal, compliance and regulatory requirements

The team

You’ll be working as part of a Wealth Management team in Riverside. We support high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them.

Your Skills And Experience

• series 7 and 66 licenses.
• ideally 2+ years of experience in client service, within the finance sector
• Collaborative in nature with a proactive mindset and willingness to lead
• excellent communicator, with solid interpersonal skills
• detail oriented (nothing gets past you)
• proficient in Microsoft Office Suite

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe. We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information

The indicative gross base salary range as a full-time equivalent role:

• United States - California - Riverside min USD 55000 - max USD 75000 /annum

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves. We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.