Wealth Operations Associate

Flagship Staffing Services; Warwick (RI); On-site; USD 52,000 - 76,000; Full time

Job summary

Flagship Staffing Services in Warwick, RI seeks a Wealth Operations Associate to support license renewals, trade processing, and client account maintenance. The role emphasizes accuracy, regulatory compliance, and strong service to advisors and clients.

Ideal candidates hold an Associate degree or equivalent experience, with Series 7 preferred, and proficient MS Office. Excellent verbal and written communication skills are required for success in this position.

Qualifications

• Associates degree or equivalent work experience required.
• Series 7 license preferred.
• Proficient with MSOffice.
• Strong verbal and written communication skills.

Responsibilities

• Perform compliance tasks.
• Renew licenses.
• Process new accounts.
• Process equity and mutual fund trades, block trades and trade reconciliations.
• Process advisory fees and audit.
• Maintain/update client accounts.
• Provide strong customer service.

Skills

Verbal communication

Written communication

Education

Associate degree or equivalent

Tools

MS Office

Job description

Job Description

Job Description

Our client specializes in Wealth Managment. They are currently looking for someone to join their firm as a Wealth Operations Associate.

Responsibilities include:

• Compliance tasks
• Renew licenses
• Process new accounts
• Process equity and mutual fund trades, block trades and trade reconciliations
• Process advisory fees and audit
• Maintain/ update client accounts
• Strong Customer Service

Associates degree or equivalent work experience required. Series 7 License preferred. Proficient with MSOffice. Strong verbal and written communication skills.