Operations Associate

Dexian; Scottsdale (AZ); On-site; USD 50,000 - 60,000; Full time

Job summary

Dexian is seeking candidates in Scottsdale, Arizona, for a role that requires wealth management or broker dealer experience. The position is open to recent graduates with a Bachelor’s degree in Finance and Business.

The successful candidate will process brokerage account documents and ensure all required fields are complete and accurate. They will also provide call center support, responding to inquiries from financial professionals with professionalism and courtesy.

Qualifications

• Must have wealth management experience or Broker dealer experience.
• Open to recent grads with a Bachelor's degree in Finance and Business.
• 1 year's experience of brokerage experience preferred.

Responsibilities

• Process brokerage account documents with high accuracy.
• Review incoming documentation for completeness.
• Answer inbound calls from financial professionals in a professional manner.

Skills

Wealth management experience

Broker dealer experience

Account handling experience

Customer service

Financial services knowledge

Education

Bachelor’s degree in Finance or Business

Bachelor’s degree in business, Finance or related field

Job description

• Must have wealth management experience or Broker dealer experience or account handling experience
• Open to recent grads (Bachelor’s degree in Finance and Business)
• Processors will be Process brokerage account documents with a high degree of accuracy and within established service level timelines. Review incoming documentation for completeness, ensuring all required fields, signatures, and supporting materials are present
• Call Center support will answer inbound calls from financial professionals in a courteous, professional, and timely manner. Respond to questions regarding accounts, products, services, and procedures

Preferred Requirements

• 1 years’ experience of brokerage experience
• Completion of the FINRA SIE exam
• FINRA Series 7
• Experience with Envestnet / Wealth Management Platform
• Bachelor’s degree in business, Finance or related field is preferred
• Prior Experience or Exposure Including: Financial Services, Investment Advisory, Billing, Accounting, Customer Service, Advisor Support, Client Support, Operations Support, Account Management, Broker-Dealer, Financial Advisor, Support Representative, Customer Service Representative, Back Office Operations