Wealth Management VP Counsel: Banking & Securities

JPMorgan Chase & Co.; Columbus (OH); On-site; USD 180,000 - 260,000; Full time

Job summary

JPMorgan Chase & Co. is seeking a Wealth Management Attorney - Assistant General Counsel, Vice President, within our Wealth Management Legal team.

You will provide critical guidance to retail investment business groups and collaborate with Compliance, Risk and Controls to ensure comprehensive support and regulatory compliance. The role focuses on legal issues and risks relevant to bank-based sales channels and bank wealth management products, positioning you as a trusted advisor to business

Qualifications

• Minimum 8 years of legal practicing experience in financial services.
• Demonstrated expertise in broker‑dealer and investment advisory matters.
• Strong knowledge of federal and state securities laws and FINRA rules.
• Licensed to practice law and in good standing in the relevant jurisdiction.

Responsibilities

• Serve as a primary legal contact supporting JPMorgan Wealth Management's bank-based sales channel for the retail investment business.
• Serve as legal counsel for banking products distributed through JPMorgan Wealth Management, intersecting banking and broker‑dealer products.
• Provide ongoing guidance on applicable banking and securities laws, including CFPB and Federal Reserve Board regulations, UDAAP, FINRA and SEC rules.
• Interpret consumer banking and securities laws and advise on impact of changes.
• Advise on projects and initiatives defining retail Wealth Management including banker licensing and compensation.
• Collaborate with Wealth Management attorneys and Consumer Banking Legal teams for coordinated support.
• Partner with Compliance, Risk, and Controls to ensure effective risk management and regulatory compliance.
• Identify, assess, and manage legal risks related to bank wealth management services and products.
• Participate in special projects beyond core responsibilities as needed.
• Adapt to evolving business needs and priorities in a dynamic environment.
• Ensure comprehensive support for licensed bankers, sales management, operations, risk and controls teams.

Skills

Broker-dealer matters

Investment-advisory matters

Securities laws

Job description

JPMorgan Chase & Co. is seeking a Wealth Management Attorney - Assistant General Counsel, Vice President, within our Wealth Management Legal team.

You will provide critical guidance to retail investment business groups and collaborate with Compliance, Risk and Controls to ensure comprehensive support and regulatory compliance. The role focuses on legal issues and risks relevant to bank-based sales channels and bank wealth management products, positioning you as a trusted advisor to business