Wealth Management Client Support Associate

JP Morgan Chase; Winnetka (IL); On-site; USD 70,000 - 110,000; Full time

Job summary

J.P. Morgan Chase in the United States seeks a Private Client Investment Associate in Wealth Management to support Private Client Advisors with client service, operational marketing, and administrative tasks.

You will handle account openings, money movements, and investment trades while assisting with wealth planning and referral management. Required licenses include Series 7 (or within 60 days), SIE if registered after Oct 1, 2018, and Series 66 plus Life & Health Insurance licenses within 60

Qualifications

• Valid Series 7 license required or may be obtained within 60 days of employment.
• If registered after October 1, 2018 you must also have a valid and active Securities Industry Essentials (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance licenses must be obtained within 60 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business including facilitating account openings, money movement and investment trades.
• Aid Advisors by building and maintaining client relationships through processing requests and ongoing wealth planning.
• Assist in managing relationship and account reviews, preparing timely performance reports.
• Actively engage in Risk Management including Know Your Customer procedures and account reviews.
• Support compliance requirements (e.g. required operational forms and documentation).
• Prioritize daily work, track progress, and meet deadlines.
• Maintain and foster team culture

Skills

Client service

Relationship building

Operational support

Risk management

Communication

Education

Series 7 license

SIE exam

Series 66 (63/65) license

Life and Health Insurance license

Job description

J.P. Morgan Chase in the United States seeks a Private Client Investment Associate in Wealth Management to support Private Client Advisors with client service, operational marketing, and administrative tasks.

You will handle account openings, money movements, and investment trades while assisting with wealth planning and referral management. Required licenses include Series 7 (or within 60 days), SIE if registered after Oct 1, 2018, and Series 66 plus Life & Health Insurance licenses within 60