Wealth Management: Private Client Investment Associate

Testing Site - JPMC; Fremont (CA); On-site; USD 75,000 - 110,000; Full time

Job summary

J.P. Morgan Chase Wealth Management is seeking a Private Client Investment Associate to provide client service, support Private Client Advisors, and handle operational requests across wealth management.

You will assist with account openings, money movement, trades, client relationships, risk management, and regulatory compliance, with a focus on timely, accurate processing.

Active Series 7 license required or within 60 days; SIE exam; Series 66 and Life/Health licenses within 60 days.

Qualifications

• Active Series 7 license required or within 60 days of employment.
• Must have, or obtain within 60 days, Series 66 (63/65) and Life and Health Insurance licenses.
• SIE exam must be current if registered after Oct 1, 2018.

Responsibilities

• Support Advisors’ book of business including account openings, money movement, and trades.
• Build and maintain client relationships; process requests and assist with wealth planning.
• Assist in account reviews, performance reporting, and approach to risk management.
• Ensure adherence to Know Your Customer procedures and compliance requirements.
• Support operational procedures and timely completion of forms and documentation.
• Prioritize daily work and meet deadlines; foster team culture.

Skills

Client service

Relationship building

Risk management

Communication

Job description

J.P. Morgan Chase Wealth Management is seeking a Private Client Investment Associate to provide client service, support Private Client Advisors, and handle operational requests across wealth management.

You will assist with account openings, money movement, trades, client relationships, risk management, and regulatory compliance, with a focus on timely, accurate processing.

Active Series 7 license required or within 60 days; SIE exam; Series 66 and Life/Health licenses within 60 days.