Wealth Management: Private Client Associate

Testing Site - JPMC; Bloomfield Hills (MI); On-site; USD 65,000 - 90,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate within Wealth Management to deliver client service and support Private Client Advisors.

You will handle operational requests, assist with wealth planning, and ensure compliance, risk management, and timely reporting.

The role requires an active Series 7 within 120 days, a potential SIE, and Series 66 plus Life/Health licenses within 120 days.

Qualifications

• Active Series 7 license required or obtained within 120 days of employment start.
• If registered after Oct 1, 2018, must have valid and active Securities Industry Essential (SIE) exam.
• Active Series 66 (63/65) and Life and Health Insurance licenses must be obtained within 120 days of starting in the role.

Responsibilities

• Support Advisors book of business including facilitating operational requests such as account opening, money movement and investment trades.
• Assist Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting with wealth planning for clients and referral source management and new lead generation.
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports.
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquiries.
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation).
• Prioritize daily work, track progress for current work, and consistently meet deadlines.
• Maintain and foster team culture.

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Tools

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Job description

J.P. Morgan Chase is seeking a Private Client Investment Associate within Wealth Management to deliver client service and support Private Client Advisors.

You will handle operational requests, assist with wealth planning, and ensure compliance, risk management, and timely reporting.

The role requires an active Series 7 within 120 days, a potential SIE, and Series 66 plus Life/Health licenses within 120 days.