Wealth Management: Private Client Investment Associate

JPMorgan Chase & Co.; Wilmette (IL); On-site; USD 90,000 - 130,000; Full time

Job summary

JPMorgan Chase & Co. is seeking a Private Client Investment Associate within Wealth Management to deliver client service and support private client advisors with wealth planning and operational tasks.

The role requires handling account openings, trades, and KYC processes while maintaining client relationships and ensuring compliance; a Series 7, SIE, Series 66 and Life & Health licenses are required or obtained within 60 days.

Qualifications

• A valid and active Series 7 license is required or must be obtained within 60 days.
• If registered after October 1, 2018, you must have a valid SIE exam.
• A valid Series 66 (63/65) and Life & Health Insurance licenses must be obtained within 60 days.

Responsibilities

• Support Advisors' book of business by handling account openings, money movements and trades.
• Build and maintain client relationships; process requests and assist with wealth planning.
• Assist in relationship/account reviews and prepare performance reports.
• Engage in risk management including KYC procedures and account reviews.
• Support compliance, forms and documentation; prioritize daily work and deadlines.
• Foster team culture and coordinate with Advisors to deepen client engagement.
• Handle referral source management and new lead generation.

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Job description

JPMorgan Chase & Co. is seeking a Private Client Investment Associate within Wealth Management to deliver client service and support private client advisors with wealth planning and operational tasks.

The role requires handling account openings, trades, and KYC processes while maintaining client relationships and ensuring compliance; a Series 7, SIE, Series 66 and Life & Health licenses are required or obtained within 60 days.