Wealth Management Client Associate: Trusted Support

RBC; Town of Westport (WI); On-site; USD 45,000 - 90,000; Full time

Benefits offered by this job

Total Rewards Program

Bonuses and flexible benefits

Stock where applicable

401(k) with company matching

Job summary

RBC Wealth Management in Wisconsin is seeking a Client Associate/Registered Client Associate to be a trusted resource for clients and advisors, helping onboard new accounts, maintain records, and resolve inquiries in a fast-paced, compliant environment.

You will build relationships, handle inbound inquiries, process transfers and trades, and maintain strict confidentiality while pursuing required licenses and registrations to support advisor success.

Qualifications

• Bachelor's degree or job-related experience.
• Strong verbal and written communication, people, organizational, and client service skills.
• Attention to detail with mindset to improve advisor efficiency.
• FINRA licenses (Series 7 and 66 or 63/65) or willingness to obtain within 12 months.
• Ability to adapt to a rapidly changing business and technology environment.
• Current FINRA registrations (nice-to-have).
• Financial services experience (nice-to-have).

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH’s in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Verbal and written communication

People skills

Organizational skills

Client service skills

Attention to detail

Adaptability

Education

Bachelor's degree or job-related experience

FINRA licenses (Series 7 and 66 or 63/65)

Job description

RBC Wealth Management in Wisconsin is seeking a Client Associate/Registered Client Associate to be a trusted resource for clients and advisors, helping onboard new accounts, maintain records, and resolve inquiries in a fast-paced, compliant environment.

You will build relationships, handle inbound inquiries, process transfers and trades, and maintain strict confidentiality while pursuing required licenses and registrations to support advisor success.