Wealth Management: Registered Client Associate & Operations

RBC; Minneapolis (MN); On-site; USD 45,000 - 70,000; Full time

Benefits offered by this job

Total rewards program

Coaching and development

Opportunities to grow within Wealth Mg

Stock where applicable

401(k) with company match

Job summary

RBC Wealth Management in Minneapolis seeks a Registered Client Associate/Operations Associate to support financial advisors and clients with account questions, inquiries, and documentation in a fast-paced team environment.

You will coordinate transfers, trades, and payments while maintaining confidentiality and adherence to compliance standards; strong communication and organizational skills are essential.

Qualifications

• Bachelor’s degree or job-related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail coupled with the mindset to make advisors more efficient and effective.
• Series 7 and 66 (or 63/65) licenses.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH’s in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Calendar Management

Communication

Computer Literacy

Detail-Oriented

Email Services

Knowledge Organization

Office Administration

Spreadsheet Software

Teamwork

Time Management

Education

Bachelor’s degree or job-related experience

Job description

RBC Wealth Management in Minneapolis seeks a Registered Client Associate/Operations Associate to support financial advisors and clients with account questions, inquiries, and documentation in a fast-paced team environment.

You will coordinate transfers, trades, and payments while maintaining confidentiality and adherence to compliance standards; strong communication and organizational skills are essential.