Wealth Client Associate - Advisor Support

RBC Capital Markets, LLC; Indianapolis (IN); On-site; USD 45,000 - 65,000; Full time

Benefits offered by this job

401(k) matching

Health insurance

Paid time off

Development opportunities

Job summary

RBC Wealth Management in Indianapolis seeks a Client Associate/Registered Client Associate to support financial advisors and clients. You will manage administrative tasks, onboard new accounts, maintain records, and assist with technology changes in a fast-paced team environment.

The role emphasizes a client-first approach, collaboration, and adherence to compliance standards while helping advisors grow their business.

Qualifications

• Bachelor's degree or relevant experience.
• Strong communication and client service skills.
• Attention to detail and efficiency mindset.
• Series 7 and 66 licenses or willingness to obtain within 12 months.
• Adaptable to changing business and technology environment.

Responsibilities

• Build and maintain professional client relationships and answer account questions.
• Handle account inquiries and escalate to advisors when needed.
• Ensure compliance by obtaining and maintaining required documentation.
• Facilitate transfers and trades, process checks, wires and ACHs promptly.
• Maintain client confidentiality per Code of Conduct.

Skills

Strong soft skills

Attention to detail

Series 7/66 licenses

Adaptability

Education

Bachelor's degree or relevant experience

Tools

FINRA registrations

Job description

RBC Wealth Management in Indianapolis seeks a Client Associate/Registered Client Associate to support financial advisors and clients. You will manage administrative tasks, onboard new accounts, maintain records, and assist with technology changes in a fast-paced team environment.

The role emphasizes a client-first approach, collaboration, and adherence to compliance standards while helping advisors grow their business.