Wealth Management Investment Associate

RBC; Rapid City (SD); On-site; USD 65,000 - 90,000; Full time

Benefits offered by this job

Total Rewards Program

Coaching & development

Flexible work-life balance

Challenging work

Job summary

RBC Wealth Management seeks an experienced Registered Client Associate to support Financial Advisors in building client relationships and managing accounts. You will educate clients on products and services, monitor performance, and help with wealth planning while ensuring compliance and efficient service delivery.

The role emphasizes collaboration with Financial Advisors, growth opportunities, and a commitment to client-first service within a fast-paced environment.

Qualifications

• 3+ years of Registered Client Associate experience or related industry experience.
• Series 7 and 66 (or 63/65) required.
• Advanced understanding of the stock market, investments and retirement plans; fixed income, equities, mutual funds, insurance, annuities and regulatory rules.

Responsibilities

• Gather client suitability information, open new accounts, and assist with asset gathering.
• Facilitate transfer of funds and securities; issue checks, wire transfers and ACH disbursements as requested.
• Process investment advisory agreements and monitor account activity on AdvisoryLink.
• Identify business development opportunities to increase revenue and strengthen client relationships.
• Provide high level client service by anticipating needs and efficiently handling requests.
• Research and communicate investment strategies and recommendations to clients on FA's request.
• Investigate complex problems in client accounts and deliver effective resolutions.

Skills

Registered Client Associate

Series 7 & 66

Stock market knowledge

Investment/retirement products

Computer proficiency

Communication skills

Multitasking

Tools

Salesforce

Money Guide Pro

Job description

RBC Wealth Management seeks an experienced Registered Client Associate to support Financial Advisors in building client relationships and managing accounts. You will educate clients on products and services, monitor performance, and help with wealth planning while ensuring compliance and efficient service delivery.

The role emphasizes collaboration with Financial Advisors, growth opportunities, and a commitment to client-first service within a fast-paced environment.