Wealth Management Client Associate – Grow with Advisors

RBC Capital Markets LLC; Bel Air (MD); On-site; USD 43,000 - 70,000; Full time

Benefits offered by this job

401(k) with company matching

Health, dental, vision insurance

Paid time off

Job summary

RBC Wealth Management is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in a fast-paced branch environment. The role focuses on onboarding accounts, processing transactions, maintaining records, and communicating effectively to ensure client satisfaction.

You will work to meet compliance standards, resolve problems, and prepare correspondence while leveraging technology changes to improve efficiency and service delivery.

Qualifications

• Bachelor's degree or job-related experience is required.
• Strong verbal and written communication, people, organizational, and client service skills are essential.
• Attention to detail and the ability to improve advisor efficiency are important.
• Licensing: Series 7 and 66 (or 63/65) or willingness to obtain within 12 months.

Responsibilities

• Build and maintain professional client relationships and answer account questions.
• Handle account inquiries and escalate to financial advisors when needed.
• Ensure compliance by obtaining and maintaining documentation and communicating required items.
• Facilitate funds/securities transfers, process trades, checks, wires and ACHs promptly.
• Maintain confidentiality per RBC's Code of Conduct.

Skills

Verbal and written communication

Client service skills

Attention to detail

Education

Bachelor's degree or job-related experience

Tools

Series 7 licenses

Series 66 licenses

Job description

RBC Wealth Management is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in a fast-paced branch environment. The role focuses on onboarding accounts, processing transactions, maintaining records, and communicating effectively to ensure client satisfaction.

You will work to meet compliance standards, resolve problems, and prepare correspondence while leveraging technology changes to improve efficiency and service delivery.