Wealth Management Client Associate

RBC Capital Markets, LLC; Minneapolis (MN); On-site; USD 50,000 - 80,000; Full time

Job summary

RBC Capital Markets, LLC in Minneapolis seeks a Client Associate/Registered Client Associate to support financial advisors and serve clients. You will handle account questions, onboarding, documentation, and compliance while maintaining confidentiality in a fast-paced, professional environment.

Responsibilities include facilitating fund transfers, processing trades and maintaining client records, with opportunities to grow through training and development within Wealth Management.

Qualifications

• Bachelor's degree or job-related experience.
• Strong verbal and written communication and client service skills.
• Attention to detail and mindset to improve advisor efficiency.
• Series 7 and 66 licenses or willingness to obtain within 12 months.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Verbal and written communication

People skills

Organizational skills

Client service skills

Education

Bachelor's degree or job-related experience

Tools

Series 7 license

Series 66 license

63/65 licenses

Job description

RBC Capital Markets, LLC in Minneapolis seeks a Client Associate/Registered Client Associate to support financial advisors and serve clients. You will handle account questions, onboarding, documentation, and compliance while maintaining confidentiality in a fast-paced, professional environment.

Responsibilities include facilitating fund transfers, processing trades and maintaining client records, with opportunities to grow through training and development within Wealth Management.