Wealth Management Client Associate

RBC Capital Markets, LLC; Farmington (CT); On-site; USD 44,000 - 77,000; Full time

Benefits offered by this job

Total Rewards Program

Coaching & Development

Career growth opportunities

Flexible benefits

Job summary

RBC Capital Markets, LLC in Farmington, CT, is seeking a Client Associate/Registered Client Associate to serve financial advisors and clients with professional, efficient service. You will handle inquiries, onboarding, account maintenance, and compliance while supporting advisors in growing their business.

You'll build relationships, process transfers, and help with documentation in a fast-paced, collaborative environment, with training and career development provided.

Qualifications

• Bachelor's degree or job-related experience required.
• Strong verbal and written communication, people, organizational, and client service skills.
• Series 7 and 66 (or 63/65) licenses or willingness to get licensed within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Customer Service

Data Entry

Time Management

Interpersonal Relationships

Teamwork

Communication Skills

Education

Bachelor's degree or job-related experience

Tools

Desktop Tools

Job description

RBC Capital Markets, LLC in Farmington, CT, is seeking a Client Associate/Registered Client Associate to serve financial advisors and clients with professional, efficient service. You will handle inquiries, onboarding, account maintenance, and compliance while supporting advisors in growing their business.

You'll build relationships, process transfers, and help with documentation in a fast-paced, collaborative environment, with training and career development provided.