Wealth Management Client Associate: Client Relations & Compliance

RBC; Rapid City (SD); On-site; USD 52,000 - 76,000; Full time

Benefits offered by this job

Comprehensive Total Rewards

Bonuses and flexible benefits

Competitive compensation

Commissions where applicable

Stock options where applicable

Coaching and development opportunities

Flexible work-life balance options

Access to varied job opportunities

Job summary

RBC Wealth Management is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in a fast-paced, collaborative branch environment. You will use your administrative and operational skills to help advisors manage and grow their business, ensuring a client-first approach and strict compliance.

The role emphasizes onboarding, maintaining account records, and facilitating transfers, trades, and communications.

Qualifications

• Bachelor’s degree or job-related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail coupled with the mindset of how you can make advisors more efficient and effective.
• Series 7 and 66 licenses or willingness to get licensed within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.
• Current FINRA registrations (nice-to-have).
• Financial services experience (nice-to-have).

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and escalate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Verbal communication

Written communication

People skills

Organizational skills

Client service

Licensing: Series 7/66

Adaptability

Education

Bachelor’s degree or job-related experience

Job description

RBC Wealth Management is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in a fast-paced, collaborative branch environment. You will use your administrative and operational skills to help advisors manage and grow their business, ensuring a client-first approach and strict compliance.

The role emphasizes onboarding, maintaining account records, and facilitating transfers, trades, and communications.