Wealth Management Client Associate

RBC Capital Markets, LLC; Shoreview (MN); On-site; USD 45,000 - 70,000; Full time

Benefits offered by this job

Total rewards program

Coaching and development

Work-life balance

Challenging work

Growth opportunities

Job summary

RBC Wealth Management in Shoreview, MN seeks a Client Associate/Registered Client Associate to support financial advisors and clients with account questions, documentation, transfers, and compliance in a fast-paced team environment.

You will build relationships, assist with onboarding, and ensure timely processing of checks, wires, and ACHs while maintaining confidentiality and adherence to RBC's Code of Conduct. Salary range $45k-$70k with discretionary compensation.

Qualifications

• Bachelor's degree or job-related experience.
• Strong verbal and written communication, client service skills.
• Attention to detail with focus on helping advisors be more efficient.
• Series 7 and 66 (or 63/65) licenses or willingness to obtain within 12 months.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining required account documentation.
• Facilitate the transfer of funds and securities, complete trades, and process checks, wires and ACHs promptly.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Bachelor's degree or job-related exp

Strong communication skills

Attention to detail

Series 7/66 licenses

Adaptability to change

Education

Bachelor's degree or equivalent

Job description

RBC Wealth Management in Shoreview, MN seeks a Client Associate/Registered Client Associate to support financial advisors and clients with account questions, documentation, transfers, and compliance in a fast-paced team environment.

You will build relationships, assist with onboarding, and ensure timely processing of checks, wires, and ACHs while maintaining confidentiality and adherence to RBC's Code of Conduct. Salary range $45k-$70k with discretionary compensation.