Wealth Client Associate – Client Growth & Compliance

RBC; San Diego (CA); On-site; USD 39,000 - 72,000; Full time

Benefits offered by this job

Total rewards program

Coaching & development

Flexible work/life balance

Opportunities for growth

Job summary

RBC Wealth Management in San Diego is seeking a Client Associate/Registered Client Associate to support financial advisors and clients through proactive account maintenance, inquiries, and documentation. You will onboard new accounts, process trades and transfers, and ensure compliance while growing client relationships in a fast-paced, professional environment.

The role emphasizes a client-first approach, strong communication, and adaptability to a dynamic financial services setting, with

Qualifications

• Bachelor’s degree or related experience.
• Strong verbal and written communication and client service skills.
• Series 7 and 66 (or 63/65) licenses or willingness to obtain within 12 months.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and escalate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining required account documentation and communicate with clients about items needed.
• Facilitate transfers of funds and securities, complete trades, and process checks, wires and ACHs promptly.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Strong communication

Detail oriented

Client service

Series 7 and 66 licensing or willing

Adaptability

Education

Bachelor’s degree or job-related experience

Tools

FINRA registrations

Job description

RBC Wealth Management in San Diego is seeking a Client Associate/Registered Client Associate to support financial advisors and clients through proactive account maintenance, inquiries, and documentation. You will onboard new accounts, process trades and transfers, and ensure compliance while growing client relationships in a fast-paced, professional environment.

The role emphasizes a client-first approach, strong communication, and adaptability to a dynamic financial services setting, with