Wealth Management Client Associate

RBC Capital Markets, LLC; San Francisco (CA); On-site; USD 50,000 - 80,000; Full time

Benefits offered by this job

Total rewards program

Leadership development

Flexible work/life balance

Challenging work

Career progression opportunities

Cross-business opportunities

Job summary

RBC Wealth Management in San Francisco is seeking a Client Associate/Registered Client Associate to support financial advisors and clients. You will manage account questions, onboarding, documentation, and compliance while delivering exceptional service in a fast-paced, collaborative environment.

Successful candidates will hold a Bachelor's degree (or relevant experience), pursue securities licenses (Series 7 and 66 or 63/65) within 12 months, and demonstrate strong communication and

Qualifications

• Bachelor's degree or job-related experience.
• Licenses: Series 7 and 66 (or 63/65) or willingness to get licensed within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Verbal communication

Written communication

People skills

Organizational skills

Client service

Education

Bachelor's degree

Job description

RBC Wealth Management in San Francisco is seeking a Client Associate/Registered Client Associate to support financial advisors and clients. You will manage account questions, onboarding, documentation, and compliance while delivering exceptional service in a fast-paced, collaborative environment.

Successful candidates will hold a Bachelor's degree (or relevant experience), pursue securities licenses (Series 7 and 66 or 63/65) within 12 months, and demonstrate strong communication and