Wealth Management Client Associate

RBC Capital Markets, LLC; Walnut Creek (CA); On-site; USD 45,000 - 75,000; Full time

Benefits offered by this job

Total rewards

Bonuses

Stock options

Development support

Collaborative team

Job summary

RBC Wealth Management in Walnut Creek is seeking a Client Associate to support financial advisors and clients with account management, onboarding, and client service in a fast-paced, compliant environment.

You will build relationships, handle inquiries, process transfers, maintain documentation, and contribute to a client-first culture while adhering to regulatory standards and RBC policies.

Qualifications

• Bachelor's degree or job-related experience.
• Strong verbal and written communication, people, organizational, and client service skills.
• Attention to detail with mindset to improve advisor efficiency.
• Series 7 and 66 licenses (or 63/65) or willingness to obtain within 12 months.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and escale to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Client service

Communication

Attention to detail

Licenses 7/66

Education

Bachelor's degree

Job description

RBC Wealth Management in Walnut Creek is seeking a Client Associate to support financial advisors and clients with account management, onboarding, and client service in a fast-paced, compliant environment.

You will build relationships, handle inquiries, process transfers, maintain documentation, and contribute to a client-first culture while adhering to regulatory standards and RBC policies.