VP, Trade & Surveillance Systems Analyst

TD Bank; New York (NY); On-site; USD 140,000 - 225,000; Full time

Job summary

TD Bank is seeking a Lead Business Systems Analyst for its Compliance Technology team in New York. The role focuses on Trade and Communications Surveillance, leading analysis, design, and delivery of technology capabilities that help Compliance meet regulatory obligations and detect market misconduct.

You will liaise with Compliance stakeholders, technology teams, data science groups, and external vendors to ensure solutions are scalable, compliant, and aligned with business strategy.

Qualifications

• Partner with Compliance, Surveillance, Supervision, Global Markets, Legal, and Data stakeholders to capture, refine, and prioritize business requirements for trade and communications surveillance systems.
• Lead workshops and interviews with front-office, control, operations, data, and technology stakeholders to align functional requirements with business processes, market practices, communications channels, and regulatory expectations.
• Translate complex regulatory, policy, conduct-risk, data-retention, privacy, and market-structure requirements into clear functional and non-functional specifications.

Responsibilities

• Develop and maintain business process models, data flow diagrams, data lineage, use cases, and control requirements for trade and communications surveillance workflows.
• Collaborate with developers, architects, data engineers, data scientists, and model-risk partners to design scalable solutions for global markets activity and high-volume communications data.
• Support configuration, tuning, calibration, and optimization of surveillance scenarios, policies, lexicons, alerts, and detection logic to improve precision and recall while managing false positives.
• Evaluate and help implement advanced analytics, including NLP, ML, LLMs, semantic search, entity extraction, topic and sentiment indicators, clustering, anomaly detection, and network analytics.
• Define human-in-the-loop workflows, explainability, auditability, access controls, and responsible-AI requirements for analytics and generative-AI capabilities used in surveillance.

Skills

Stakeholder Engagement

Requirements Gathering

Workshop Facilitation

Regulatory & Compliance Knowledge

Data Analysis

Tools

SMARTS

TradingHub

Behavox

Smarsh

Job description

TD Bank is seeking a Lead Business Systems Analyst for its Compliance Technology team in New York. The role focuses on Trade and Communications Surveillance, leading analysis, design, and delivery of technology capabilities that help Compliance meet regulatory obligations and detect market misconduct.

You will liaise with Compliance stakeholders, technology teams, data science groups, and external vendors to ensure solutions are scalable, compliant, and aligned with business strategy.