Vice President, Fixed Income Trade Surveillance

TD Bank; New York (NY); Sur place; USD 140 000 - 180 000; Plein temps

Résumé du poste

TD Bank in New York is seeking a Vice President of Compliance for Trade Surveillance in Fixed Income. You will oversee a team of specialists, advise on regulatory requirements, and support business units in managing regulatory risk across Fixed Income, Commodities, Options and Futures.

You will build relationships with front office, technology, and operations; prepare summaries and reports for management, regulators, and internal stakeholders; and stay current on evolving regulations affecting

Qualifications

• Bachelor's degree or progressive work experience.
• 6-9 years of related experience in Fixed Income markets.
• Experience overseeing a team and advising business units on regulatory risk.

Responsabilités

• Oversee a team of specialists in trade surveillance and regulatory compliance.
• Provide guidance on regulatory requirements and risk management across relevant product areas.
• Prepare summaries, communications, and reports for management, regulators, and other stakeholders.

Connaissances

Regulatory knowledge

Risk management

Team leadership

Communication

Trade surveillance

Fixed Income knowledge

Stakeholder management

Formation

Bachelor's degree or progressive work experience

Outils

Trade surveillance tools

RegTech platforms

Description du poste

TD Bank in New York is seeking a Vice President of Compliance for Trade Surveillance in Fixed Income. You will oversee a team of specialists, advise on regulatory requirements, and support business units in managing regulatory risk across Fixed Income, Commodities, Options and Futures.

You will build relationships with front office, technology, and operations; prepare summaries and reports for management, regulators, and internal stakeholders; and stay current on evolving regulations affecting