VP, SOX & Internal Controls Leader — Automation Focus

22-2640844 BR Securities Processing Solutions Inc; New York (NY); Hybrid; USD 240,000 - 275,000; Full time

Job summary

Broadridge Financial Solutions, Inc. seeks a VP, SOX Compliance and Internal Controls Leader to design, govern, and oversee the end-to-end SOX program. You will lead a three-person team and coordinate with Internal and External audit to ensure robust control design and operating effectiveness.

The role drives program enhancements, including automation and advanced reporting, and requires strong communication with senior leadership and control owners in a fintech environment.

Qualifications

• Bachelor's degree in Accounting, Finance, Business, Information Systems, or a related field.
• CPA, CIA, CISA or similar professional certification preferred.
• 12+ years progressive experience leading SOX compliance and internal-controls programs.
• Experience with fintech/technology environments and SOX PMO leadership.

Responsibilities

• Lead and govern the Company's SOX program and internal control framework.
• Direct a three-person SOX team and liaise with Internal/External audit.
• Coordinate testing with Internal Audit SOX team and Deloitte; review findings.
• Drive program improvements including automation and reporting enhancements.

Skills

SOX

Internal controls

Leadership

Audit coordination

Automation initiatives

Communication

Education

Bachelor's degree in Accounting, Finance, Business, Information Systems, or related field

CPA, CIA, CISA certification

Tools

Optro (Audit Board)

Job description

Broadridge Financial Solutions, Inc. seeks a VP, SOX Compliance and Internal Controls Leader to design, govern, and oversee the end-to-end SOX program. You will lead a three-person team and coordinate with Internal and External audit to ensure robust control design and operating effectiveness.

The role drives program enhancements, including automation and advanced reporting, and requires strong communication with senior leadership and control owners in a fintech environment.