VP, Global SOX & Internal Controls

Ares Management; Denver (CO); On-site; USD 200,000 - 230,000; Full time

Benefits offered by this job

Comprehensive benefits

401(k) match

HSA with company contribution

Life insurance

Long-Term Disability

Employee assistance program

Commuter benefits

Job summary

Ares Management is seeking a SOX Program Lead to join Internal Audit as the third line of defense, focusing on SOX 404 compliance and global control testing. You will partner with business and tech teams, oversee design, testing and remediation, and report to audit committees and external auditors.

The role demands extensive experience in financial services, strong leadership, and a proactive approach to risk assessment, control documentation, and continuous process improvement.

Qualifications

• 10 years internal audit experience in financial services, SOX focus.
• Strong written and verbal communication, analytical and organizational skills.
• CPA/CA/CIA or similar certifications preferred.
• Understanding of financial markets and instruments.
• Willingness to learn and work under pressure.

Responsibilities

• Support and supervise the execution of SOX 404.
• Optimize the SOX program globally across jurisdictions.
• Lead annual planning: risk assessment and scoping.
• Oversee design walkthroughs, testing, remediation and certifications.
• Provide timely communication with stakeholders and external auditors.
• Drive continuous improvement to the control environment.

Skills

Auditing concepts

SOX compliance

Risk management

Financial services

Leadership

Communication skills

Education

CPA/CA/CIA certifications

Tools

COSO framework

Audit software

Data analytics tools

Job description

Ares Management is seeking a SOX Program Lead to join Internal Audit as the third line of defense, focusing on SOX 404 compliance and global control testing. You will partner with business and tech teams, oversee design, testing and remediation, and report to audit committees and external auditors.

The role demands extensive experience in financial services, strong leadership, and a proactive approach to risk assessment, control documentation, and continuous process improvement.