VP, Regulatory Ops — Digital Assets & Tokenized Markets

VanEck

New York (NY)

On-site

USD 200,000 - 250,000

Full time

46 hours ago
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Job summary

VanEck is seeking a Vice President of Regulatory Operations in New York City. You will coordinate with FinOps, own the KYC/AML framework for onchain distribution, and guide regulatory strategy for tokenized products.

The role grows toward FinOps principal responsibilities as the business scales, with close collaboration to the CCO on SEC matters. The position emphasizes regulatory analysis turned into actionable product and operations guidance, across SEC, FINRA, FinCEN, and state regulators,

Qualifications

  • 8+ years of experience in financial services compliance or regulatory operations.
  • Hands-on experience with broker-dealer regulation and FinOps principles.
  • Knowledge of SEC Rules 15c3-1 and 15c3-3 and FINRA supervisory requirements.
  • Experience with digital assets, tokenized securities, or crypto-native products.

Responsibilities

  • Coordinate regulatory operations for a new digital asset broker-dealer.
  • Develop and maintain BD policies, controls, and books/records.
  • Lead KYC/AML design for onchain product distribution.
  • Advise on licensing for new geographies and product structures.
  • Collaborate with legal, finance, and product teams on regulatory guidance.

Skills

KYC/AML design
Regulatory compliance
Crypto assets
Regulatory watch
Securities rules

Education

CAMS (Certified Anti-Money Laundering Specialist)
Series 27
Series 24
Series 7 / 63
Series 4 / 53
CFCS (Certified Financial Crime Specialist)
CIPP (Privacy Professional)
JD or securities/regulatory focus

Job description

VanEck is seeking a Vice President of Regulatory Operations in New York City. You will coordinate with FinOps, own the KYC/AML framework for onchain distribution, and guide regulatory strategy for tokenized products.

The role grows toward FinOps principal responsibilities as the business scales, with close collaboration to the CCO on SEC matters. The position emphasizes regulatory analysis turned into actionable product and operations guidance, across SEC, FINRA, FinCEN, and state regulators,

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