VP, Policy, Procedures & Controls Governance

guggenheiminvestment; New York (NY); On-site; USD 150,000 - 210,000; Full time

Job summary

Guggenheim Investments seeks a Vice President for the Policies, Procedures, and Controls team in New York City to drive governance documentation across investment management and operations. The role emphasizes proactive execution, collaboration with senior stakeholders, and centralizing process controls within the Firm’s governance framework.

The position is based in the New York City office, full-time, requiring a strong background in financial services documentation, policy development, and

Qualifications

• Seven to ten years of experience in a financial services organization or equivalent at a top consulting or law firm.
• Bachelor's degree required.
• Excellent written and oral communication skills, including the ability to distill complex processes into well-structured documentation.

Responsibilities

• Develop, draft, and update policies, procedures, process flows, checklists, charters, and related documentation to reflect Firm practices, products, processes, and regulatory requirements.
• Own end-to-end lifecycle for assigned documentation, including identifying the need for new or revised documents, working with SMEs, drafting content, governance approvals, and formal issuance.

Skills

Financial services

Documentation

Communication skills

Analytical thinking

Project management

Education

Bachelor's degree

Job description

Guggenheim Investments seeks a Vice President for the Policies, Procedures, and Controls team in New York City to drive governance documentation across investment management and operations. The role emphasizes proactive execution, collaboration with senior stakeholders, and centralizing process controls within the Firm’s governance framework.

The position is based in the New York City office, full-time, requiring a strong background in financial services documentation, policy development, and