VP, Risk Controls & Governance - Control Design

PowerToFly; Town/Village of Harrison (NY); On-site; USD 115,000 - 190,000; Full time

Job summary

Morgan Stanley in New York is seeking a Vice President to join the Wealth Management Conduct, Controls & Governance team focused on supervisory control design and implementation. The role will work with senior leaders to enhance the supervisory framework and implement control enhancements across technology, platforms, and compliance functions.

The ideal candidate has 10+ years in risk, compliance or related roles in financial services, excellent communication and analytical skills, and a proven

Qualifications

• Ten or more years of experience in Risk Management, Legal, Compliance or related roles in broker-dealer/financial services.
• Strong presentation and communication skills.
• Strong quantitative and analytical skills.
• Ability to lead discussions with senior participants.
• High motivation and energy with ability to manage multiple tasks.

Responsibilities

• Design and enhance supervisory controls and processes.
• Identify enhancements to controls including AI solutions.
• Coordinate with Technology, Compliance and Risk for control implementations.

Skills

Verbal & written communication

Quantitative & analytical skills

Problem solving

Organization & time management

Leadership discussions

Attention to detail

Cross-functional collaboration

Self-starter

Diversity & teamwork

Education

Bachelor's Degree or equivalent

Professional licenses (Series 7/66/24)

Tools

MS Office

PowerPoint

Excel

Dataiku

Tableau

Job description

Morgan Stanley in New York is seeking a Vice President to join the Wealth Management Conduct, Controls & Governance team focused on supervisory control design and implementation. The role will work with senior leaders to enhance the supervisory framework and implement control enhancements across technology, platforms, and compliance functions.

The ideal candidate has 10+ years in risk, compliance or related roles in financial services, excellent communication and analytical skills, and a proven