Transfer Agent Lead: Ops, Compliance & Client Success

Vertalo; Austin (TX); Hybrid; USD 90,000 - 120,000; Full time

Benefits offered by this job

Collaborative culture

Opportunities for professional advancement

Impact on product and client success

Job summary

A leading technology firm in Austin is seeking a Manager or Director, Transfer Agent Lead to enhance Transfer Agency operations. Responsibilities include overseeing compliance, managing investor transactions, and client engagement. Ideal candidates should have a Bachelor's degree and at least 3 years of related experience. This hybrid role encourages collaboration and professional growth within a dynamic environment.

Qualifications

• 3+ years of experience at a Transfer Agent or in investor services.
• Strong understanding of trading, transfers, or investor operations.
• Experience in delivering software demonstrations.

Responsibilities

• Lead the processing of trades and investor transactions.
• Ensure compliance with internal policies and SEC requirements.
• Act as primary contact for strategic enterprise clients.

Skills

Client relationship management

Operational efficiency

Transfer Agency expertise

Technical requirements translation

Communication skills

Education

Bachelor’s degree in Business, Finance, Technology, or related field

Job description

A leading technology firm in Austin is seeking a Manager or Director, Transfer Agent Lead to enhance Transfer Agency operations. Responsibilities include overseeing compliance, managing investor transactions, and client engagement. Ideal candidates should have a Bachelor's degree and at least 3 years of related experience. This hybrid role encourages collaboration and professional growth within a dynamic environment.