Trade Corrections Specialist - Finance Operations Expert

Ameriprise Financial Services, LLC; Minneapolis (MN); Vor Ort; USD 54.000 - 82.000; Vollzeit

Benefits dieser Stelle

401(k) plan

Health, dental and life insurance

Paid time off

Zusammenfassung

Ameriprise Financial Services, LLC is seeking a Trade Corrections Expert to support accurate and timely resolution of trading activity across mutual funds, equities, options, fixed income, and managed accounts. You will investigate issues, correct discrepancies, and ensure compliance with regulatory standards.

You will serve as a subject matter expert, guide teammates, and help develop standard operating procedures while partnering with internal stakeholders and external organizations to drive

Qualifikationen

• 2–4 years of relevant experience in operations, trade support, or similar roles.
• Strong understanding of financial markets and trading activity across multiple asset classes.
• Thorough knowledge of Phase 3 and the Online Brokerage platform.
• Proficiency with Microsoft Office (Excel, Outlook).
• Working knowledge of trading and risk management systems.
• Ability to research, analyze, and resolve complex trade issues.
• Professional communication with internal teams and advisors.

Aufgaben

• Serve as the team’s trade correction expert and complete case work within SLAs.
• Review and correct trading activity across equities, mutual funds, options, fixed income, and managed accounts.
• Resolve market correction cases, including escalated trade disputes.
• Partner with Compliance and Legal on issues related to trading activity.
• Communicate resolutions, policies, and guidance to advisors, clients, and brokerage representatives.
• Monitor inventory accounts, review reports, and make necessary corrections.
• Research and resolve trade issues by working with internal and external partners.
• Manage daily work bins and case queues, prioritizing high-volume workflows.
• Analyze trends, identify root causes of trade errors, and recommend process improvements.

Kenntnisse

Attention to detail

Financial markets

Problem solving

Communication

Technical aptitude

Learning new systems

Ausbildung

Bachelor’s degree in a related field

SIE and Series 7 licenses

Tools

Microsoft Office

Thomson

BETA

COLA

APL

NICE

ACCESS

DocX

SSD

Jobbeschreibung

Ameriprise Financial Services, LLC is seeking a Trade Corrections Expert to support accurate and timely resolution of trading activity across mutual funds, equities, options, fixed income, and managed accounts. You will investigate issues, correct discrepancies, and ensure compliance with regulatory standards.

You will serve as a subject matter expert, guide teammates, and help develop standard operating procedures while partnering with internal stakeholders and external organizations to drive