Trading Support Analyst — Equity & Options

Ameriprise Financial Services, LLC; Charlotte (NC); On-site; USD 42,000 - 62,000; Full time

Job summary

Ameriprise Financial Services, LLC is seeking a Trading Assistant to support advisors, trading partners, and home office staff. You will handle trading-related inquiries, ensure accurate processing of client orders, and assist with regulatory reporting and analysis.

The role emphasizes collaboration across multiple business functions, attention to detail in a regulated environment, and opportunities to contribute to process improvements within Capital Markets Trading.

Qualifications

• Bachelor's degree or equivalent is required.
• 1-3 years of relevant experience.
• Ability to work in a fast-paced, regulated environment with attention to detail.

Responsibilities

• Answer trading-related questions and provide excellent customer service.
• Assist with order activity reconciliation and trade allocation.
• Identify and resolve trading and settlement issues with documentation completed.
• Support report creation, monitoring, and analysis with trading systems and trade reporting.
• Review policies for compliance and identify process improvements and risk mitigation.
• Provide back-up support and participate in special projects as needed.

Skills

Team collaboration

Attention to detail

Analytical skills

Problem-solving

Regulatory compliance awareness

Education

Bachelor's degree or equivalent

Tools

Excel

Power BI

Job description

Ameriprise Financial Services, LLC is seeking a Trading Assistant to support advisors, trading partners, and home office staff. You will handle trading-related inquiries, ensure accurate processing of client orders, and assist with regulatory reporting and analysis.

The role emphasizes collaboration across multiple business functions, attention to detail in a regulated environment, and opportunities to contribute to process improvements within Capital Markets Trading.