Trade Integrity Specialist

00052 American Enterprise Investment; Minneapolis (MN); On-site; USD 54,000 - 82,000; Full time

Benefits offered by this job

401(k)

Health, dental and life insurance

Job summary

Ameriprise Financial is seeking a Trade Corrections Expert to support client accounts and ensure accurate, timely trade resolutions across multiple product lines. You will research, analyze, and correct activity in mutual funds, equities, options, fixed income, and managed accounts.

You will act as a subject matter expert, guiding team members, helping develop SOPs, and driving process improvements while collaborating with Compliance, Legal, and external partners to meet regulatory standards.

Qualifications

• Bachelor’s degree or equivalent (4-year program) required.
• 2–4 years of relevant experience.
• Strong understanding of financial markets and Online Brokerage platform requirements.
• Excellent attention to detail in a high-volume, deadline-driven environment.

Responsibilities

• Serve as the team’s trade correction expert and complete case work within SLAs.
• Review and correct trading activity across equities, mutual funds, options, fixed income, and managed accounts.
• Resolve market correction cases, including escalated trade disputes.
• Partner with Compliance and Legal on issues related to trading activity.
• Communicate resolutions, policies, and guidance to advisors, clients, and brokerage representatives.
• Monitor inventory accounts, review reports, and make necessary corrections.
• Research and resolve trade issues by working with internal and external business partners.
• Manage daily work bins and case queues, prioritizing high-volume workflows.

Skills

Financial markets knowledge

Attention to detail

Problem-solving

Communication skills

Microsoft Office

Education

Bachelor’s degree or equivalent (4-year program)

SIE and Series 7 licenses

Tools

Thomson

BETA

COLA

APL

NICE

ACCESS

DocX

SSD

Job description

Ameriprise Financial is seeking a Trade Corrections Expert to support client accounts and ensure accurate, timely trade resolutions across multiple product lines. You will research, analyze, and correct activity in mutual funds, equities, options, fixed income, and managed accounts.

You will act as a subject matter expert, guiding team members, helping develop SOPs, and driving process improvements while collaborating with Compliance, Legal, and external partners to meet regulatory standards.