TMS Compliance Analyst

Insight Global; Charlotte (NC); On-site; USD 65,000 - 100,000; Full time

Job summary

A leading staffing and recruiting company is seeking a Compliance Analyst in Charlotte, NC. This role involves conducting investigations, documenting findings, and ensuring compliance with regulatory requirements in a fast-paced environment. Ideal candidates will have strong analytical skills and relevant experience in financial services or compliance.

Qualifications

• Minimum of 2 years of relevant experience in financial services or compliance.
• Strong analytical and communication skills required.
• Professional certification in AML or Fraud is a plus.

Responsibilities

• Conduct investigative reviews and analysis for BSA/AML compliance.
• Document investigations and decide on suspicious activity report filings.
• Maintain compliance documentation and remain current with industry standards.

Skills

Analytical skills

Interpersonal skills

Communication skills

Attention to detail

Education

Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE)

Advanced degree in business, finance, or customer experience

Tools

Google apps

JIRA

Salesforce Service Cloud

Job description

6 days ago Be among the first 25 applicants

• Minimum of 2 years of relevant experience in financial services, crypto, investigations, legal, or the tech industry, with a focus on TMS, compliance, or regulatory matters.
• Relevant experience in SAR narrative drafting and filing
• Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business
• Analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well as interpret evidence from external tools and systems to determine the legitimacy of customer behavior across multiple products
• Document investigations in written narratives
• Decide whether activity warrants escalation for additional review and subsequently recommend whether activity appears suspicious and warrants filing of a suspicious activity report
• Incorporate feedback from Quality Assurance Team
• Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
• Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
• Review data from systems and following the company's procedures to investigate, decide, and document transaction monitoring alerts

What we look for in you:

• Strong interpersonal, analytical, and communication (verbal and written) skills
• Experience working with Google Sheet, Google Doc, Excel, Word
• Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment
• Ready to support in 24*7 environment
• Organized with a High level of attention to detail

Nice to haves:

• Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE)
• Experience in project management, analytics, or vendor management
• Advanced degree in business, finance, or customer experience (CX)
• Proficiency with tools such as Google apps, JIRA, Hummingbird, and Salesforce Service Cloud.
• Experience collaborating with external outsource business partners

Note: This role requires full-time, in-office presence at our Charlotte location. In order to support the 24/7 nature of cryptocurrency, shifts may include weekend and night.

Seniority level

• Seniority level

  Entry level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal

• Industries

  Staffing and Recruiting

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