Business Unit Compliance Analyst

Regions Bank; Charlotte (NC); Remote; USD 65,000 - 85,000; Full time

Job summary

Join a leading bank as a Business Unit Compliance Analyst, ensuring compliance with regulations and laws. This role involves developing policies, overseeing compliance training, and collaborating with business leadership. Ideal for candidates with strong analytical and leadership skills, this position offers a remote work option with occasional on-site requirements.

Qualifications

• 9 years experience with High School Diploma or 5 years with Bachelor's degree.
• Project management experience preferred.

Responsibilities

• Ensure compliance with rules, regulations, and legal boundaries.
• Develop policies and procedures for management approval.
• Administer compliance training and monitor compliance programs.

Skills

Research and data analysis

Teamwork

Leadership

Communication

Organizational skills

Self-motivated work ethic

Education

High School Diploma or GED

Bachelor’s degree

Master’s degree

Tools

Microsoft Office

Job description

Join to apply for the Business Unit Compliance Analyst role at Regions Bank.

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Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career — a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

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Job Description

The Business Unit Compliance Analyst at Regions is a first line of defense risk management role that ensures business activities comply with rules, regulations, and legal boundaries. Associates may own processes, reports, procedures, or products, and are considered experts within a specific line of business.

Primary Responsibilities

• Maintain knowledge of rules and regulations impacting products, services, and operations
• Establish partnerships with business leadership and serve as a compliance subject matter expert
• Research laws and regulations affecting compliance, monitor for updates
• Assess new laws and regulations with the second line of defense
• Resolve complex problems requiring interpretation of policies and guidelines
• Administer monitoring and testing programs for compliance
• Develop policies and procedures, and recommend for management approval
• Oversee compliance training for the business area
• Gather information for regulatory agencies
• May supervise other compliance associates

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.

Requirements

• High School Diploma or GED with nine (9) years of relevant experience OR Bachelor’s degree with five (5) years of relevant experience

Preferences

• Master’s degree
• Certified Regulatory Compliance Manager (CRCM)

Skills and Competencies

• Ability to learn new systems
• Research and data analysis skills
• Teamwork and autonomous work capability
• Ability to work under pressure and meet deadlines
• Leadership qualities
• Knowledge of legal and regulatory compliance environment
• Proficiency in Microsoft Office
• Strong communication and organizational skills
• Self-motivated work ethic

Project management and redress experience are preferred. This position is primarily remote, based in Birmingham, Atlanta, Charlotte, Nashville, Orlando, or Tampa, with occasional on-site requirements.