Strategic Compliance Testing Leader

Capital One; Jericho (NY); On-site; USD 194,000 - 221,000; Full time

Job summary

Capital One is seeking a Compliance Testing Sr. Manager in Jericho, NY to lead a multi‑tier testing team across the enterprise. You will drive testing calendars, data scripts, and methodologies, align resources, and leverage technology to broaden testing breadth.

Strong leadership, regulatory knowledge, and collaboration with data teams and business areas are essential. The role emphasizes strategic thinking, governance, and reporting to senior executives, with opportunities to influence testing

Qualifications

• At least 6 years of experience at a financial institution in Compliance Testing, Risk Management, Compliance Monitoring, or Audit.
• At least 5 years of people management experience or experience leading teams or projects.

Responsibilities

• Lead a multi-tiered Compliance Testing Team that focuses on testing across the Capital One Enterprise by piloting new testing methodologies and working with data teams to perfect new testing innovations.
• Assist with the development, management, and execution of the Compliance Testing calendars, data scripts, and methodologies.
• Align resources to ensure timely and accurate test execution. Ensure teams have tools, training, and access to information needed to effectively execute testing.
• Support strategic transformation to deepen the breadth of testing through technology solutions and reviewing the effectiveness of processes and tools
• Demonstrate ability to explore and quickly grasp new technologies to progress varied initiatives
• Establish and maintain strong relationships with Compliance Advisors, Test Leads, Data Teams, and Business Areas
• Elevate substantive issues arising in testing to senior management
• Communicate test results and changes in testing procedures or processes
• Create and provide result reports to Accountable Executives, Senior Compliance Officers, and the CCO
• Oversee and manage responses for testing-related audits or exams, as appropriate

Skills

Python scripting

SQL

Education

Master’s degree

Juris Doctorate degree

Job description

Capital One is seeking a Compliance Testing Sr. Manager in Jericho, NY to lead a multi‑tier testing team across the enterprise. You will drive testing calendars, data scripts, and methodologies, align resources, and leverage technology to broaden testing breadth.

Strong leadership, regulatory knowledge, and collaboration with data teams and business areas are essential. The role emphasizes strategic thinking, governance, and reporting to senior executives, with opportunities to influence testing